List of SEC Filings and Description
(SEC site)
| Category | File Type
Or
Exhibit Type | Description |
|---|
| Annual Reports |
10-K, 10-K/A |
Annual report pursuant to Section 13 and 15(d), and amendment |
| Annual Reports |
10-KT, 10-KT/A |
Annual - Transition report pursuant to Rule 13a-10 or 15d-10, and amendment |
| Annual Reports |
10-K405, 10-K405/A |
Annual Reports - Reg. S-K Item 405, and amendment |
| Annual Reports |
10KT405, 10KT405/A |
Annual-Transition Reports - Reg. S-K Item 405, and amendment |
| Annual Reports |
10KSB, 10KSB/A |
Annual Reports by Small Businesses, and amendment |
| Annual Reports |
10KSB40, 10KSB40/A |
Annual Reports by Small Businesses - Reg. S-B Item 405, and amendment |
| Annual Reports |
11-K, 11-K/A |
Annual Reports by Employee Stock Purchase, Savings and Similar Plans |
| Quarterly Reports |
10-Q, 10-Q/A |
Quarterly report pursuant to Section 13 or 15(d) and amendment |
| Quarterly Reports |
10-QT, 10-QT/A |
Quarterly -Transition report pursuant to Rule 13a-10 or 15d-10 and amendment |
| Quarterly Reports |
10QSB, 10QSB/A |
Quarterly Reports by Small Businesses and amendment |
| Current Reports |
8-K, 8-K/A |
Current report filing (Disclosure of significant economic events), and amendment |
| Current Reports |
6-K, 6-K/A |
Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16, and amendment |
| Foreign Annual Reports |
20-F, 20-F/A |
Annual and transition report of foreign private issuers pursuant to Section 13 or 15(d), and amendment |
| Foreign Annual Reports |
40-F, 40-F/A |
Annual reports filed by certain Canadian issuers pursuant to Section 15(d) and Rule 15d-4, and amendment |
| Proxies |
DEF 14A |
Definitive proxy statements |
| Proxies |
DEFA14A |
Definitive additional proxy soliciting materials including Rule 14(a)(12) material Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms |
| Proxies |
DEFM14A |
Definitive proxy statement relating to a merger, acquisition, or disposition |
| Proxies |
DEFM14C |
Definitive information statement relating to merger or acquisition |
| Registrations |
S-1, S-1/A |
General form of registration statement for all companies including face-amount certificate companies, and amendment |
| Registrations |
S-4, S-4/A |
Registration of securities issued in business combination transactions, and amendment |
| Registrations |
15-12B, 15-12B/A |
Notice of termination of registration of a class of securities under Section 12(b) |
| Registrations |
15-12G, 15-12G/A |
Notice of termination of registration of a class of securities under Section 12(g) |
| Registrations |
15-12D, 15-12D/A |
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act |
| Registrations |
15F-12B, 15F-12B/A |
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b) |
| Registrations |
15F-12G, 15F-12G/A |
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b) |
| Registrations |
15F-12D, 15F-12D/A |
Notice of a foreign private issuer's suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act |
| Reports |
ABS-15G, ABS-15G/A |
Asset-backed securities report pursuant to Section 15G |
| Registrations |
ABS-EE, ABS-EE/A |
Form for Submission of Electronic Exhibits in assetbacked securities offerings |
| Proxies |
PRE 14A |
Preliminary proxy statement not related to a contested matter or merger/acquisition |
| Ownership |
Form 3, Form 3/A |
Registration statement for specified transactions by certain foreign private issuers, and amendment |
| Ownership |
Form 4, Form 4/A |
Registration statement for securities issued by foreign private issuers in certain business combination transactions, and amendment |
| Ownership |
Form 5, Form 5/A |
Annual statement of changes in beneficial ownership of securities, and amendment |
| Ownership |
13F-HR, 13F-HR/A |
Initial Quarterly Form 13F Holdings Report filed by institutional managers, and amendment |
| Ownership |
13F-NT, 13F-NT/A |
Initial Quarterly Form 13F Combination Report filed by institutional managers, and amendment |
| Ownership |
SC 13D, SC 13D/A |
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities, and amendment |
| Ownership |
SC 13G, SC 13G/A |
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions, and amendment |
| Prospectuses |
424B1 |
Prospectus filed pursuant to Rule 424(b)(1) |
| Prospectuses |
424B2 |
Prospectus filed pursuant to Rule 424(b)(2) |
| Prospectuses |
424B3 |
Prospectus filed pursuant to Rule 424(b)(3) |
| Prospectuses |
424B4 |
Prospectus filed pursuant to Rule 424(b)(4) |
| Prospectuses |
424B8 |
Prospectus filed pursuant to Rule 424(b)(5) |
| Prospectuses |
424B5 |
Prospectus filed pursuant to Rule 424(b)(7) |
| Prospectuses |
424B7 |
Prospectus filed pursuant to Rule 424(b)(8) |
| Annual Reports |
N-CSR, N-CSR/A |
Certified annual shareholder report of registered management investment companies filed on Form NCSR, and amendment |
| Annual Reports |
N-CSRS, N-CSRS/A |
Certified semi-annual shareholder report of registered management investment companies filed on Form NCSR, and amendment |
| Annual Reports |
NSAR-A, NSAR-A/A |
Semi-annual report for management companies filed on Form N-SAR, and amendment |
| Annual Reports |
NSAR-AT, NSAR-AT/A |
Transitional semi-annual report filed on Form N-SAR, and amendment |
| Annual Reports |
NSAR-B, NSAR-B/A |
Annual report for management companies filed on Form N-SAR, and amendment |
| Annual Reports |
NSAR-BT, NSAR-BT/A |
Transitional annual report filed on Form N-SAR, and amendment |
| Annual Reports |
NSAR-U, NSAR-U/A |
Annual report for unit investment trusts filed on Form NSAR, and amendment |
| Annual Reports |
N-Q, N-Q/A |
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q, and amendment |
| Reports |
SD, SD/A |
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1), and amendment |
| Orders |
CT ORDER |
Orders related to application for Confidential Treatment of certain information required to be included in filed documents. |
| Letters |
CORRESP (Comment Letters) |
A correspondence can be sent as a document with another submission type or can be sent as a separate submission. |
| Letters |
UPLOAD (Response Letters) |
Response by SEC to the above correspondence |
| Letters |
AAER |
Accounting and Auditing Enforcement Releases (Enforcement actions concerning civil lawsuits related to fraud and other reporting violations) |
| Extractions |
PRESS RELEASE |
Press Releases - extracted from exhibits of 8-K, 6-K, & Form 425 |
| Extractions |
SHAREHOLDERS MEETINGS |
Shareholders Meetings - extracted from exhibits of 8-K, 6-K, & Form 425 |
| Extractions |
SHAREHOLDERS LETTER |
Shareholders Letters - extracted from all available filing including N-30D, N-30D/A and Form 425 |
| Extractions |
CONFERENCE CALLS |
Conference Calls - extracted from exhibits of 8-K, 6-K, & Form 425 |
| Extractions |
OTHER 8-K EX |
Other exhibits extracted from 8-K filings |
| Extractions |
EXHIBIT 95 (10-K & 10-Q) |
Mine Safety Disclosure extracted from 10-K and 10-Q flings |
| Extractions |
EXHIBIT 10 (10-K) |
Material Contracts and Obligations extracted from 10-K |
| Extractions |
EXHIBIT 10 (10-Q) |
Material Contracts and Obligations extracted from 10-Q |
| Extractions |
EXHIBIT 99 (10-K) |
Additional Exhibits extracted from 10-K |
| Extractions |
EXHIBIT 99 (10-Q) |
Additional Exhibits extracted from 10-Q |
| Extractions |
EXHIBIT 21 (10-K & 10-Q) |
List of Subsidiaries extracted from 10-K and 10-Q filings |
| Extractions |
ITEM 1A (10-K) |
Item 1A - Risk Factors, extracted from 10-K filings |
| Accounting Reports |
INSPECTION REPORTS |
PCAOB reports inspecting registered public accounting firms to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the rules of the Securities and Exchange Commission, and professional standards, in connection with the firm's performance of audits, issuance of audit reports, and related matters involving U.S. companies, other issuers, brokers and dealers. |
| Accounting Reports |
ADJUDICATED DISCIPLINARY ACTIONS |
Board Orders in Settlements with Registered Firms or their Associated Persons |
| Accounting Reports |
SETTLED DISCIPLINARY ORDERS |
Opinions, Orders, and Other Final Board Action Imposing Sanctions in Contested Disciplinary Proceedings and SEC Actions on Review of those Sanctions |
